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Don Carlos Graeter

Graeter Wealth Advisors, LLC

Louisville, KY

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Current Employers
Graeter Wealth Advisors, Llc

4360 Brownsboro Road Suite 211, Louisville, KY 40207 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2014-10-22
  • KY RA
    APPROVED
    Since 2014-10-22

Branch Locations

4360 Brownsboro Road Suite 211, Louisville, KY 40207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Graeter Wealth Advisors, Llc Louisville KY 10/2014 Present
Previous Registrations
  • 2009-01-02 → 2014-04-01
    Raymond James Financial Services Advisors, Inc
    Louisville, KY
  • 2006-08-09 → 2009-01-02
    Raymond James Financial Services, Inc.
    Louisville, KY
  • 2004-01-07 → 2006-08-07
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-14
S63 Uniform Securities Agent State Law Examination 1982-11-19
  • S65 Uniform Investment Adviser Law Examination
    1999-12-14
  • S63 Uniform Securities Agent State Law Examination
    1982-11-19

View on SEC IAPD

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