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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-02-26 |
| NC | RA | APPROVED | 2022-12-16 |
| OK | RA | APPROVED | 2020-06-22 |
| TX | RA | APPROVED | 2020-06-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Sherman | TX | 07/2008 | 06/2020 |
| Raymond James Financial Services Advisors Inc. | Sherman | TX | 01/2009 | 06/2020 |
| Jones Asset Management | Sherman | TX | 12/2015 | 06/2020 |
| Hilltop Securities Inc. | Dallas | TX | 06/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-19 |
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