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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-18
VA RA APPROVED 2000-02-03
  • TX RA
    APPROVED_RES
    Since 2020-09-18
  • VA RA
    APPROVED
    Since 2000-02-03

Branch Locations

11818 Rock Landing Dr # 203, Newport News, VA 23606 • United States

Williamsburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Newport News VA 03/1985 Present
Massmutual Life Insurance Co Newport News VA 09/1978 Present
Other Businesses

NAME: WILLIAM T. DAVIS INV REL: Y ADD: 11818 ROCK LANDING DR. #203, NEWPORT NEWS, VA 23606 NATURE: BROKERAGE, LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES START DATE: 1980 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 5

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-19
S63 Uniform Securities Agent State Law Examination 1985-05-17
  • S65 Uniform Investment Adviser Law Examination
    1999-12-19
  • S63 Uniform Securities Agent State Law Examination
    1985-05-17

View on SEC IAPD

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