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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-11-15
  • IL RA
    APPROVED
    Since 2018-11-15

Branch Locations

1000 Skokie Blvd. Ste. 370, Wilmette, IL 60091 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-09-19
  • IL RA
    APPROVED
    Since 2017-09-19

Branch Locations

707 Skokie Blvd Ste 400, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Wilmette IL 11/2010 Present
Independent Financial Partners Wilmette IL 12/2010 11/2018
Hub International Investment Services, Inc. Concord CA 06/2022 Present
Global Retirement Partners, Llc San Rafael CA 11/2018 Present
Previous Registrations
  • 2011-01-19 → 2018-11-19
    Wilmette, IL
    Wilmette, IL
  • 2008-03-03 → 2010-12-01
    Nrp Advisors, Inc.
    Wilmette, IL
  • 2006-09-29 → 2008-10-16
    Nrp Financial, Inc.
    Bryan, OH
    Wilmette, IL
  • 2005-03-02 → 2006-09-29
    Financial Telesis Inc
    Northfield, IL
Other Businesses

1. 04/01/2022 - 401k Advisors, a division of HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 04/01/2022 - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 04/01/2022 - HUB International - W2 employee Investment Related - Outside/W-2 Employment - Start Date: 04/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 4. 04/14/2022 - Global Retirement Partners - Investment Related - Registered Investment Advisor Hybrid - IAR - Start Date: 04/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-13
S63 Uniform Securities Agent State Law Examination 1992-06-19
  • S65 Uniform Investment Adviser Law Examination
    2004-12-13
  • S63 Uniform Securities Agent State Law Examination
    1992-06-19

View on SEC IAPD

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