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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-11-15 |
Branch Locations
1000 Skokie Blvd. Ste. 370, Wilmette, IL 60091 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-09-19 |
Branch Locations
707 Skokie Blvd Ste 400, Northbrook, IL 60062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Wilmette | IL | 11/2010 | Present |
| Independent Financial Partners | Wilmette | IL | 12/2010 | 11/2018 |
| Hub International Investment Services, Inc. | Concord | CA | 06/2022 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 11/2018 | Present |
1. 04/01/2022 - 401k Advisors, a division of HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 04/01/2022 - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 04/01/2022 - HUB International - W2 employee Investment Related - Outside/W-2 Employment - Start Date: 04/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 4. 04/14/2022 - Global Retirement Partners - Investment Related - Registered Investment Advisor Hybrid - IAR - Start Date: 04/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-19 |
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