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Frank Robert Diego

Raymond James & Associates, Inc.

Daytona Beach, FL

Deland, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-01
FL RA APPROVED 2006-06-30
  • TX RA
    APPROVED_RES
    Since 2017-03-01
  • FL RA
    APPROVED
    Since 2006-06-30

Branch Locations

444 Seabreeze Blvd Suite 700, Daytona Beach, FL 32118 • United States

Deland, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Daytona Beach FL 06/2006 Present
Previous Registrations
Other Businesses

(1)RESEARCH & PRINT ANCESTRY BOOKS - ORMOND BEACH, FL, PROPRIETOR/OWNER, DEVOTE APPROX 60 HRS PER MONTH, NONE DURING BSNS HRS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-09-02
  • S63 Uniform Securities Agent State Law Examination
    1982-09-02

View on SEC IAPD

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TRUIST ADVISORY SERVICES, INC.
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Other Investors

MARK EDWARD NICHOLS
SHANNON LEE BARNWELL
JULIAN C LOPEZ
SUSAN O FINLEY
GAGE KASBEER
JESSE KYLE TURNIPSEED
Lucas D Haber
ANN W SNELLINGS

Other Offices

CHARTER ADVISORY SERVICES, LLC · DAYTONA BEACH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DAYTONA BEACH, FL
PRIME CAPITAL FINANCIAL · Daytona Beach, FL
WELLS FARGO CLEARING SERVICES, LLC · DAYTONA BEACH, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · DAYTONA BEACH, FL
TRUIST ADVISORY SERVICES, INC. · DAYTONA BEACH, FL
EDWARD JONES · DAYTONA BEACH, FL
BENJAMIN F. EDWARDS & COMPANY, INC. · Daytona Beach, FL

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