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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-31 |
Branch Locations
405 Colorado St , Austin , TX 78701 • United States
100 Crescent Court 13Th Floor, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Austin | TX | 08/2000 | 08/2025 |
| J.P. Morgan Securities Llc | Dallas | TX | 08/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Dallas | TX | 08/2025 | Present |
Entity Name: 5th and Walsh / Endeavor Real Estate Investment related: No Address: 500 W. 5th Street, suite 700 Austin, Tx 78701 endeavor-re.com Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/31/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Endeavor is a large real estate development company in Austin, Texas. 5th and Walsh is a development project that I have been offered a chance to invest in. Entity Name: Red House InKind Investment related: No Address: Austin, TX Nature of the other business: Financing Company Position/Title/Relationship: Owner/Partner Start Date: 12/16/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: direct investment into common stock of InKind, a restaurant coupon financing company. Entity Name: 3C Mueller, LLC 2 Investment related: No Address: Austin, TX Nature of the other business: Retail Strip Center Position/Title/Relationship: Owner/Partner Start Date: 10/16/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: investment in a project developing a retail strip center on Airport Blvd. in Austin, Texas passive investor only no known connection to JPMC" Entity Name: Marlowe Investment related: No Address: Denver, CO Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 11/15/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: new construction of an apartment complex in Denver, co. Entity Name: Red House Kingston Investment related: No Address: Austin, TX Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/04/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: remodel of an apartment complex in Kingston, NY Entity Name: Aker Mansions at Technology park Investment related: No Address: New York, NY Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/28/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: purchase and redevelopment of an apartment complex in upstate New York Entity Name: Cibolo Royalties II LLC Investment related: Yes "Address: 3600 Bee cave Rd., suite 216 Austin, Tx 78746" Nature of the other business: Investment Position/Title/Relationship: Owner/Partner Start Date: 02/19/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Fund investing in royalty interests in the Permian Basin Entity Name: Fat Ice Investment related: No "Address: 7900 Industry Way, suite 100 Austin,Tx 78744" Nature of the other business: Manufacturing Position/Title/Relationship: Owner/Partner Start Date: 02/24/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The company manufactures and distributes high end craft cocktail ice for the bar and restaurant industry Effective 8/28/2025 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. WAYNAND BUILDERS AGGREGATES. AUSTIN, TEXAS. YES, INVESTMENT RELATED. BUSINESS - PARTNERSHIP FORMED TO LEASE AND MINE LAND FOR AGGREGATES. START DATE - 06/18/2001. HRS/MONTHS/NONE. DUTIES/NONE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1982-09-17 |
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