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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-31
  • TX RA
    APPROVED
    Since 2025-08-31

Branch Locations

405 Colorado St , Austin , TX 78701 • United States

100 Crescent Court 13Th Floor, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Austin TX 08/2000 08/2025
J.P. Morgan Securities Llc Dallas TX 08/2025 Present
Jpmorgan Chase Bank, N.A. Dallas TX 08/2025 Present
Previous Registrations
Other Businesses

Entity Name: 5th and Walsh / Endeavor Real Estate Investment related: No Address: 500 W. 5th Street, suite 700 Austin, Tx 78701 endeavor-re.com Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/31/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Endeavor is a large real estate development company in Austin, Texas. 5th and Walsh is a development project that I have been offered a chance to invest in. Entity Name: Red House InKind Investment related: No Address: Austin, TX Nature of the other business: Financing Company Position/Title/Relationship: Owner/Partner Start Date: 12/16/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: direct investment into common stock of InKind, a restaurant coupon financing company. Entity Name: 3C Mueller, LLC 2 Investment related: No Address: Austin, TX Nature of the other business: Retail Strip Center Position/Title/Relationship: Owner/Partner Start Date: 10/16/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: investment in a project developing a retail strip center on Airport Blvd. in Austin, Texas passive investor only no known connection to JPMC" Entity Name: Marlowe Investment related: No Address: Denver, CO Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 11/15/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: new construction of an apartment complex in Denver, co. Entity Name: Red House Kingston Investment related: No Address: Austin, TX Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/04/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: remodel of an apartment complex in Kingston, NY Entity Name: Aker Mansions at Technology park Investment related: No Address: New York, NY Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/28/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: purchase and redevelopment of an apartment complex in upstate New York Entity Name: Cibolo Royalties II LLC Investment related: Yes "Address: 3600 Bee cave Rd., suite 216 Austin, Tx 78746" Nature of the other business: Investment Position/Title/Relationship: Owner/Partner Start Date: 02/19/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Fund investing in royalty interests in the Permian Basin Entity Name: Fat Ice Investment related: No "Address: 7900 Industry Way, suite 100 Austin,Tx 78744" Nature of the other business: Manufacturing Position/Title/Relationship: Owner/Partner Start Date: 02/24/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The company manufactures and distributes high end craft cocktail ice for the bar and restaurant industry Effective 8/28/2025 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. WAYNAND BUILDERS AGGREGATES. AUSTIN, TEXAS. YES, INVESTMENT RELATED. BUSINESS - PARTNERSHIP FORMED TO LEASE AND MINE LAND FOR AGGREGATES. START DATE - 06/18/2001. HRS/MONTHS/NONE. DUTIES/NONE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-29
S63 Uniform Securities Agent State Law Examination 1982-09-17
  • S65 Uniform Investment Adviser Law Examination
    1996-01-29
  • S63 Uniform Securities Agent State Law Examination
    1982-09-17
Other Names
  • Robert Mark Buchanan
  • Bob Buchanan
  • Robert Mark Buchanan

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