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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-12-08
  • OH RA
    APPROVED
    Since 2025-12-08

Branch Locations

10151 Carver Rd Suite 100, Cincinnati, OH 45242 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
L.M. Kohn & Company Cincinnati OH 01/1991 12/2025
Wealth Enhancement Group Cincinnati OH 12/2025 Present
Wealth Enhancement Advisory Services Cincinnati OH 12/2025 Present
Wealth Enhancement Brokerage Services Cincinnati OH 12/2025 Present
  • 01/1991 → 12/2025
    L.M. Kohn & Company
    Cincinnati, OH
  • 12/2025 → Present
    Wealth Enhancement Group
    Cincinnati, OH
  • 12/2025 → Present
    Wealth Enhancement Advisory Services
    Cincinnati, OH
  • 12/2025 → Present
    Wealth Enhancement Brokerage Services
    Cincinnati, OH
Previous Registrations
  • 1999-10-29 → 2025-12-16
    L.M. Kohn & Company
    Cincinnati, OH
    Atlanta, GA
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES - INVESTMENT ADVISOR REPRESENTATIVE - CINCINNATI, OH. PROVIDE INVESTMENT ADVICE FOR A FEE. 160 HOURS PER MONTH, 160 HOURS DURING TRADING HOURS. WEALTH ENHANCEMENT GROUP - INSURANCE AGENT - CINCINNATI, OH. SALES AND SERVICE OF FIXED INSURANCE/FIXED ANNUITIES. 1 HOUR PER MONTH, 1/2 HOUR DURING TRADING HOURS. LM KOHN & CO - CEO AND PRESIDENT - CINCINNATI, OH. BUSINESS ENTITY FOR TAX PURPOSES. 0 HOURS PER MONTH, 0 HOURS DURING TRADING HOURS. TETON PINES COUNTRY CLUB - EXECUTIVE COMMITTEE MEMBER AND TREASURER - JACKSON HOLE, WY. 4 HOURS PER MONTH, 4 HOURS DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1983-06-27
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1983-06-27

View on SEC IAPD

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