Theodore Nathan Kaplan

Employer firm

Mjp Wealth Advisors CRD 127654

$1.56B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• MJP ONLINE ADVISOR SERVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2005 → Present
  Kaplan Insurance Group, Llc
  West Hartford, CT
• 01/2006 → 03/2018
  Royal Alliance Associates, Inc.
  Farmington, CT
• 03/2018 → 12/2025
  Arete Wealth Management Llc
  Chicago, IL
• 12/2010 → Present
  Mjp Wealth Advisors
  Farmington, CT

Previous Registrations

• 2011-04-20 → 2017-04-05
  Osaic Wealth, Inc.
  Farmington, CT
  West Hartford, CT
  Farmington, CT
  Farmington, CT

Other Businesses

1. KAPLAN INSURANCE GROUP LLC: 433 S MAIN ST, WEST HARTFORD CT 06110; OWNER; INSURANCE SALES; 100 HRS/MTH. 2. KAPLAN INSURANCE GROUP LLC WITH WENTWORTH DE-ANGELIS INC: NOT INVESTMENT RELATED; 20 BATTERSON PARK RD, FARMINGTON CT 06032; INSURANCE SALES; AGENT; 16 HRS/MTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-12-13
• S63 Uniform Securities Agent State Law Examination
  1996-10-10