Charles Kevin Caddick

Current Employers

Procyon

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-09-10

NY RA
APPROVED

Since 2021-09-10

Branch Locations

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Procyon Private Wealth Partners, Llc	New York	NY	09/2021	Present
Retired	New York	NY	06/2006	06/2021

09/2021 → Present

Procyon Private Wealth Partners, Llc

New York, NY
06/2006 → 06/2021

Retired

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-30
S63	Uniform Securities Agent State Law Examination	1984-12-03

S65 Uniform Investment Adviser Law Examination

1999-11-30
S63 Uniform Securities Agent State Law Examination

1984-12-03

Designations

Other Names

Kevin Caddick

View on SEC IAPD

Current Employers

Procyon

Disclosures

Employment History

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews