Miguel Sosa

Current Employers

Employment History

• 01/2016 → 01/2020
  Global Investor Services
  Miami, FL
• 01/2016 → Present
  Premia Global Advisors, Llc
  Coral Gables, FL
• 07/2026 → Present
  Rose Capital Advisors, Llc
  Miami Beach, FL

Previous Registrations

• 2004-08-23 → 2016-01-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
  Miami, FL
  Miami, FL

Other Businesses

1. 1/2016; Premia Global Advisors, LLC; Principal/Investment Adviser Rep; Registered Investment Advisory Firm; President, Chief Compliance Officer, providing investment advisory services to individuals and corporate clients; Approximate number of hours/month 160 ; Approximate number of hours/month during trading hours 160_ 2. 7/2026 Rose Capital Advisors, LLC; Investment Adviser Representative; Registered Investment Advisory Firm; Providing investment advisory services to individuals and families; Approximate number of hours/month 160; Approximate number of hours/month during trading hours 160_ 3.Non Profit/Non Securities Related; 3 – 5 Hours/Quarter attending board meetings; 01/2023 Nicklaus Children's Hospital System; Board Member/Chair of Investment Committee; Nonprofit Pediatric Health Care; 3100 SW 62nd Avenue, Miami, FL; 01/2016 The Catholic Community Foundation (CCF) in the Archdiocese of Miami, Inc.; Board Member/Chair of Investment Committee; Manages & Invests Endowment Funds; 9401 Biscayne Blvd, Miami Shores, FL 33138; 01/2024 Peacock Foundation, Inc.; Board Member/ Secretary/Treasurer; Governing Body for the Coral Gables, Florida-based Philanthropic Organization; 4000 Ponce de Leon Blvd., Suite 450, Coral Gables, Florida 33146

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-11-30
• S63 Uniform Securities Agent State Law Examination
  1983-07-18