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Christopher Alan Carbone

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Toms River, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-11-17
TX RA APPROVED_RES 2014-11-17
  • NJ RA
    APPROVED
    Since 2014-11-17
  • TX RA
    APPROVED_RES
    Since 2014-11-17

Branch Locations

1415 Hooper Ave, Toms River, NJ 08753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Toms River NJ 11/2014 Present
Bank Of America, N.A. Toms River NJ 02/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-30
S63 Uniform Securities Agent State Law Examination 1985-07-10
  • S65 Uniform Investment Adviser Law Examination
    1992-06-30
  • S63 Uniform Securities Agent State Law Examination
    1985-07-10

View on SEC IAPD

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BANKERS LIFE ADVISORY SERVICES, INC. · Toms River, NJ
WEALTH QUARTERBACK LLC · TOMS RIVER, NJ
PNC WEALTH MANAGEMENT LLC · TOMS RIVER, NJ
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