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Steven Philip Auerfeld

Oppenheimer & Co. Inc.

Haddon Township, NJ

Philadelphia, PA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-12-08
NJ RA APPROVED 2007-07-25
  • PA RA
    APPROVED
    Since 2015-12-08
  • NJ RA
    APPROVED
    Since 2007-07-25

Branch Locations

222 Haddon Avenue Suite 301, Haddon Township, NJ 08108 • United States

1818 Market Street Suite 2700, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Philadelphia PA 01/2003 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-24
S66 Uniform Combined State Law Examination 2000-04-15
  • S65 Uniform Investment Adviser Law Examination
    2007-09-24
  • S66 Uniform Combined State Law Examination
    2000-04-15

View on SEC IAPD

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