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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-04-08
NJ RA APPROVED 2025-03-21
  • PA RA
    APPROVED
    Since 2025-04-08
  • NJ RA
    APPROVED
    Since 2025-03-21

Branch Locations

222 Haddon Avenue Suite 301, Haddon Township, NJ 08108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bloomberg Lp New York NY 05/2011 10/2018
Fs Investments Philadelphia PA 10/2018 01/2025
Oppenheimer & Co. Inc. Haddon Township NJ 02/2025 Present
  • 05/2011 → 10/2018
    Bloomberg Lp
    New York, NY
  • 10/2018 → 01/2025
    Fs Investments
    Philadelphia, PA
  • 02/2025 → Present
    Haddon Township, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-24
  • S66 Uniform Combined State Law Examination
    2024-07-24

View on SEC IAPD

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