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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-09-27
TX RA APPROVED_RES 2005-09-19
  • MI RA
    APPROVED
    Since 2010-09-27
  • TX RA
    APPROVED_RES
    Since 2005-09-19

Branch Locations

3030 Cross Creek Pkwy, Auburn Hills, MI 48326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Detroit MI 07/1977 Present
Bank Of America, Na Auburn Hills MI 12/2009 Present
Other Businesses

I*2919280, Entity Type: , Name of OBA: L M H TTEE U/A DTD 05/11/2011 BY L M H, Address: ellicott city , Maryland, 21042, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 04/01/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-24
S63 Uniform Securities Agent State Law Examination 1982-10-04
  • S66 Uniform Combined State Law Examination
    2010-08-24
  • S63 Uniform Securities Agent State Law Examination
    1982-10-04

View on SEC IAPD

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