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Franklin Augustus Hart

Rbc Capital Markets, LLC

Rockville, MD

Poolesville, MD

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2015-02-24
TX RA APPROVED 2012-12-05
  • MD RA
    APPROVED
    Since 2015-02-24
  • TX RA
    APPROVED
    Since 2012-12-05

Branch Locations

111 Rockville Pike Suite 825, Rockville, MD 20850-5117 • United States

Poolesville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Washington DC 12/2012 Present
City National Bank Washington DC 03/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-02-05
S63 Uniform Securities Agent State Law Examination 1982-10-18
  • S65 Uniform Investment Adviser Law Examination
    1992-02-05
  • S63 Uniform Securities Agent State Law Examination
    1982-10-18
Other Names
  • Franklin Augustus
  • Franklin Augustus Iii Hart

View on SEC IAPD

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LPL FINANCIAL LLC · ROCKVILLE, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCKVILLE, MD
NAVY FEDERAL INVESTMENT SERVICES, LLC · Rockville, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · N Bethesda, MD
J.P. MORGAN SECURITIES LLC · Rockville, MD
UNITED BROKERAGE SERVICES, INC · ROCKVILLE, MD
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ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

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