Franklin Augustus Hart

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → Present
  Rbc Capital Markets, Llc
  Washington, DC
• 03/2018 → Present
  City National Bank
  Washington, DC

Previous Registrations

• 1994-01-01 → 2012-12-11
  Janney Montgomery Scott Llc
  Washington, DC
  Washington, DC

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-02-05
• S63 Uniform Securities Agent State Law Examination
  1982-10-18

Other Names

• Franklin Augustus
• Franklin Augustus Iii Hart