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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-08-30 |
| PA | RA | APPROVED | 2011-04-05 |
| OH | RA | APPROVED | 2001-01-23 |
| IN | RA | APPROVED | 2001-01-02 |
Branch Locations
9000 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New York | NY | 02/1992 | Present |
| Park Avenue Securities Llc | New York | NY | 05/1999 | Present |
1. CE presentations-Moderate approved CE and CPE courses presented to agents and CPA's, Start: 09/01/2010, Address: 9000 Keystone Crossing Suite 300 Indianapolis, IN 46240, 2 bus hrs per month, Not investment related, 2. NAIFA NAT'L AUDIT COMMITTEE-Involves annual review of NAIFA national financial statement, Start: 10/01/2014, Address: 2901 Telstar Court Falls Church, VA 22042, 1 bus hr per month, Not investment related, 3. Insurance Producer Education & Continuing Education Advisory Council member-The committee reviews and approves insurance CE for the state of Indiana as well as reviews and approves state insurance exam questions., Start: 09/01/2016, Address: 311 W Washington Street, Suite 100 Indianapolis, IN 46204, 3 bus hrs per month, Not investment related, 4.Horizon Planning Group of Michiana, Inc, Start: 02/17/1992, Address: 9000 Keystone Crossing Suite 300; Indianapolis, IN 46240, 10 total hours per month; 5 during securities trading, Not Investment related, More than10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-10-25 |
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