Gregory Allan Gaynier

Current Employers

Employment History

• 03/2005 → 10/2020
  Retirement Plan Solutions Llc
  Austin, TX
• 01/2016 → 10/2018
  Strategic Retirement Partners
  Shorewood, IL
• 04/2016 → 10/2018
  Kestra Financial Services, Inc
  Austin, TX
• 10/2018 → 10/2020
  Sigma Financial Corporation
  Ann Arbor, MI
• 10/2018 → 10/2020
  Spc
  Ann Arbor, MI
• 10/2020 → Present
  Cwm, Llc
  Omaha, NE
• 10/2020 → 02/2026
  Collective Advisors
  Austin, TX
• 11/2020 → 01/2022
  Cetera Advisor Networks
  El Segundo, CA
• 02/2026 → Present
  Collective Advisors
  Austin, TX

Previous Registrations

• 2018-10-15 → 2020-11-03
  Spc
  Austin, TX
  Ann Arbor, MI
• 2016-04-25 → 2018-10-18
  Kestra Advisory Services, Llc
  Austin, TX
• 2015-10-01 → 2016-09-22
  Kestra Investment Services, Llc
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
• 2013-05-14 → 2016-07-18
  Wealthspire Retirement Advisory
  Austin, TX
  Aliso Viejo, CA
• 2010-10-15 → 2014-08-26
  Financial Telesis Inc
  Austin, TX
  San Rafael, CA
  Austin, TX
• 2008-07-07 → 2010-10-18
  Nrp Advisors, Inc.
  Austin, TX
• 2005-10-18 → 2008-07-08
  Financial Telesis Inc
  Austin, TX
  Austin, TX
• 2003-03-24 → 2005-03-29
  Stancorp Investment Advisers, Inc.
  Austin, TX

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/1983; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: CWM, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 11/2020; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY REPRESENTATIVE; 3. NAME OF OTHER BUSINESS: AUSTIN HUMAN RESOURCE MANAGEMENT ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 7000 NORTH MOPAC EXPRESSWAY SUITE 200, AUSTIN TX; NATURE OF BUSINESS: HUMAN RESOURCE ASSOCIATION; START DATE: 01/2006; POSITION/TITLE/RELATIONSHIP: VOLUNTEER / SHRM LIAISON; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PROMOTE THE HUMAN RESOURCE PROFESSION AND IMPROVE PROFESSIONALISM OF HUMAN RESOURCE PRACTITIONERS. 4. NAME OF OTHER BUSINESS: COLLECTIVE WEALTH AUSTIN, LLC DBA COLLECTIVE ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 11/2020; POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: ECHELON FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 10/2018; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: RETIREMENT PLANS; 6. NAME OF OTHER BUSINESS: RETIREMENT PLAN SOLUTIONS LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RETIREMENT PLAN CONSULTING; START DATE: 10/2018; POSITION/TITLE/RELATIONSHIP: PRINCIPLE; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: HUMAN RESOURCE CONSULTING AND EMPLOYEE BENEFITS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-02-24
• S63 Uniform Securities Agent State Law Examination
  1982-08-31

Other Names

• Greg Gaynier