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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-11-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | St. Louis | MO | 03/1977 | Present |
| Pruco Securities, Llc. | St. Louis | MO | 03/1977 | 11/2024 |
| Lpl Enterprise, Llc | St. Louis | MO | 11/2024 | Present |
1) 10/02/2024 - The Hartford - Group life insurance sales and service - Non-Variable Insurance - Inv Related - At ST. LOUIS, MO - Start Date 05/01/2023 - 3hrs/mth - 1hrs/mth During Trading 2) 10/02/2024 - Aetna - Group Health Insurance sales and service - Non-Variable Insurance - Inv Related - At ST. LOUIS, MO - Start Date 05/01/2023 - 0hrs/mth - 0hrs/mth During Trading 3) 10/02/2024 - United Health Care - Group Health Insurance sales and service - Non-Variable Insurance - Inv Related - At ST. LOUIS, MO - Start Date 01/01/2000- 4hrs/mth - 2hrs/mth During Trading 4) 10/02/2024 - Anthem Blue Cross and Blue Shield [Elevance] - Health insurance sales and service - Non-Variable Insurance - Inv Related - At ST. LOUIS, MO - Start Date 01/01/2000- 32hrs/mth - 5hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-26 |
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