Kerry John Mangano

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-07-16

CA RA
APPROVED

Since 2018-07-16

Branch Locations

520 Newport Center Drive Suite 1500, Newport Beach, CA 92660 • United States

Newport Beach, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Irvine	CA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Irvine	CA	11/2016	07/2018
Stifel Nicolaus & Co Inc	Newport Beach	CA	07/2018	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Irvine, CA
11/2016 → 07/2018

Wells Fargo Clearing Services, Llc

Irvine, CA
07/2018 → Present

Stifel Nicolaus & Co Inc

Newport Beach, CA

Previous Registrations

2008-01-01 → 2018-07-06

Wells Fargo Clearing Services, Llc

Irvine, CA
1997-07-08 → 2008-01-01

A. G. Edwards & Sons, Inc.

Irvine, CA

Irvine, CA

St. Louis, MO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1982-08-25

S63 Uniform Securities Agent State Law Examination

1982-08-25

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Previous Registrations

Exams

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