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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2019-05-03 |
Branch Locations
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
170 Court Street, Charleston, WV 25301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Huntington | WV | 11/2013 | 04/2019 |
| Householder Group Estate & Retirement Specialists | Huntington | WV | 11/2013 | 04/2019 |
| J.W. Cole Financial, Inc. | Tampa | FL | 04/2019 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 04/2019 | Present |
1. 1/10/2017 - RAKopp, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start 01/10/2007 - 1 Hour Per Month/0 Hours During Securities Trading - Business entity for tax purposes. 2. Fourth Avenue Financial - DBA, Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1982-08-25 |
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