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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-31
MO RA APPROVED 2020-11-12
  • TX RA
    APPROVED
    Since 2022-10-31
  • MO RA
    APPROVED
    Since 2020-11-12

Branch Locations

3200 Ne 83Rd St Ste 215, Kansas City, MO 64119 • United States

8615 Pardee Ln, Saint Louis, MO 63126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equity Financial Services St. Louis MO 03/1989 Present
Efs Development, Inc. St. Louis MO 12/1999 Present
First Allied Securities, Inc. St. Louis MO 05/2008 09/2022
First Allied Advisory Services, Inc. St. Louis MO 05/2008 11/2020
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
Cetera Advisors Llc St Louis MO 09/2022 Present
  • 03/1989 → Present
    Equity Financial Services
    St. Louis, MO
  • 12/1999 → Present
    Efs Development, Inc.
    St. Louis, MO
  • 05/2008 → 09/2022
    First Allied Securities, Inc.
    St. Louis, MO
  • 05/2008 → 11/2020
    First Allied Advisory Services, Inc.
    St. Louis, MO
  • 11/2020 → Present
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    St Louis, MO
Previous Registrations
  • 2007-01-01 → 2020-11-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Saint Louis, MO
  • 1996-11-12 → 2007-01-01
    Ffp Advisory Services Inc
    St. Louis, MO
Other Businesses

1.) MICHAEL RAEBER; INSURANCE; START DATE:4/4/2008. 2.) CRESTWOOD-SUNSET HILLS CHAMBER OF COMMERCE; NON-PROFIT ORGANIZATION; START DATE:4/4/2008. 3.) KIWANIS CLUB OF CRESTWOOD-SUNSET HILLS; NON-PROFIT ORGANIZATION; START DATE:4/4/2008. 4.) TOYS FOR SCHOOL KIDS; NON-PROFIT ORGANIZATION; START DATE:4/4/2008. 5.) NAME OF OTHER BUSINESS: EFS DEVELOPMENT, INC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: REAL ESTATE, START DATE: 07/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: OWNS OFFICE BUILDING; 6.) NAME OF OTHER BUSINESS: RAEBER EQUITY FINANCIAL SERVICES, INC, DBA EQUITY FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7.) EQUITY FINANCIAL SERVICES; NON-CPA ACCOUNTING; START DATE:6/1/1989 8.) MARILYN A HOCK REV LIVING TRUST; SUCCESSOR TRUSTEE; FIDUCIARY POSITION, START DATE: 7/17/17; 4 HOURS PER MONTH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-11-10
  • S63 Uniform Securities Agent State Law Examination
    1982-11-10
Designations

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