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Robert Alfred Johnson

D.A. Davidson & Co.

Wenatchee, WA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 1999-03-15
  • WA RA
    APPROVED
    Since 1999-03-15

Branch Locations

151 South Worthen Street Suite 201, Wenatchee, WA 98801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Wenatchee WA 11/2005 Present
Previous Registrations
Other Businesses

1) Rental property; non-investment related; East Wenatchee, WA 98801; Rental; Owner; starting 4/15/2016; 2 hr/mo.; no time devoted during securities trading hours; duties include rental management and repairs. 2) Wenatachee Valley WMCA; non-investment related; Wentachee, WA 98801; Health/fitness organization; Trustee; starting 1/1/1999; no time devoted to this activity during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-08-04
  • S63 Uniform Securities Agent State Law Examination
    1982-08-04
Other Names
  • Rob Johnson

View on SEC IAPD

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