Best Investors Account Sign in
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-03
NJ RA APPROVED 2023-11-03
NY RA APPROVED 2023-11-03
NC RA APPROVED 2023-11-03
PA RA APPROVED 2023-11-03
SC RA APPROVED 2023-11-03
TX RA APPROVED 2023-11-03
  • FL RA
    APPROVED
    Since 2023-11-03
  • NJ RA
    APPROVED
    Since 2023-11-03
  • NY RA
    APPROVED
    Since 2023-11-03
  • NC RA
    APPROVED
    Since 2023-11-03
  • PA RA
    APPROVED
    Since 2023-11-03
  • SC RA
    APPROVED
    Since 2023-11-03
  • TX RA
    APPROVED
    Since 2023-11-03

Branch Locations

2001 Niagara Falls Boulevard Suite 1, Amherst, NY 14228 • United States

3870 N. Buffalo Rd, Orchard Park, NY 14127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Orchard Park NY 02/2009 11/2023
Osaic Wealth, Inc. Orchard Park NY 11/2023 Present
  • 02/2009 → 11/2023
    Fsc Securities Corporation
    Orchard Park, NY
  • 11/2023 → Present
    Orchard Park, NY
Previous Registrations
  • 2009-02-27 → 2023-11-03
    Fsc Securities Corporation
    Orchard Park, NY
    Amherst, NY
  • 2007-10-09 → 2009-02-27
    Advantage Capital Corporation
    Williamsville, NY
Other Businesses

1) ERIE COUNTY LAW ENFORCEMENT FOUNDATION POSITION: Treasurer NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2008 ADDRESS: PO Box 974, Orchard Park NY 14127, United States DESCRIPTION: The Erie County Law Enforcement Foundation, Inc. is a not-for-profit 501 (c)(3) corporation, dedicated to supporting the law enforcement community by providing funding for education, training, specialized equipment and supplies not readily obtainable through the normal department budgeting process. In 2008, this Foundation will provide free training for over 1000 law enforcement officers who serve Western New York and Southern Ontario. For information on how to make your tax-deductible donation please contact: 2) 3870 N BUFFALO ST LLC POSITION: MEMBER NATURE: LLC INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2015 ADDRESS: 3870 N BUFFALO ST, ORCHARD PARK NY 14127 DESCRIPTION: PROPERTY OWNER 3) 100 CLUB OF BUFFALO POSITION: Director NATURE: Established in 1957 to provide cash assistance to the families of police officers killed in the line of duty. The 100 Club has grown and now provides, along with the death benefit, scholarships, educational assistance and various awards to the members and families of the police, fire and emergency medical service agencies of Western New York. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2019 ADDRESS: 1967 Wehrle Dr Ste 1PMD 150, Buffalo NY 14221, United States DESCRIPTION: Approve how funds are to spent. 4) ROBERT J VOGEL POSITION: Statutory Agent - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1989 ADDRESS: 3870 N Buffalo, Orchard Park NY 14127, United States DESCRIPTION: sales rep 5) ERIE COUNTY LAW ENFORCEMENT FOUNDATION POSITION: Treasurer NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2008 ADDRESS: PO Box 974, Orchard Park NY 14127, United States DESCRIPTION: The Erie County Law Enforcement Foundation, Inc. is a not-for-profit 501 (c)(3) corporation, dedicated to supporting the law enforcement community by providing funding for education, training, specialized equipment and supplies not readily obtainable through the normal department budgeting process. In 2008, this Foundation will provide free training for over 1000 law enforcement officers who serve Western New York and Southern Ontario. For information on how to make your tax-deductible donation please contact:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-02-08
  • S63 Uniform Securities Agent State Law Examination
    1985-02-08
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Amherst, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor