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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-03 |
| NJ | RA | APPROVED | 2023-11-03 |
| NY | RA | APPROVED | 2023-11-03 |
| NC | RA | APPROVED | 2023-11-03 |
| PA | RA | APPROVED | 2023-11-03 |
| SC | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
2001 Niagara Falls Boulevard Suite 1, Amherst, NY 14228 • United States
3870 N. Buffalo Rd, Orchard Park, NY 14127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Orchard Park | NY | 02/2009 | 11/2023 |
| Osaic Wealth, Inc. | Orchard Park | NY | 11/2023 | Present |
1) ERIE COUNTY LAW ENFORCEMENT FOUNDATION POSITION: Treasurer NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2008 ADDRESS: PO Box 974, Orchard Park NY 14127, United States DESCRIPTION: The Erie County Law Enforcement Foundation, Inc. is a not-for-profit 501 (c)(3) corporation, dedicated to supporting the law enforcement community by providing funding for education, training, specialized equipment and supplies not readily obtainable through the normal department budgeting process. In 2008, this Foundation will provide free training for over 1000 law enforcement officers who serve Western New York and Southern Ontario. For information on how to make your tax-deductible donation please contact: 2) 3870 N BUFFALO ST LLC POSITION: MEMBER NATURE: LLC INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2015 ADDRESS: 3870 N BUFFALO ST, ORCHARD PARK NY 14127 DESCRIPTION: PROPERTY OWNER 3) 100 CLUB OF BUFFALO POSITION: Director NATURE: Established in 1957 to provide cash assistance to the families of police officers killed in the line of duty. The 100 Club has grown and now provides, along with the death benefit, scholarships, educational assistance and various awards to the members and families of the police, fire and emergency medical service agencies of Western New York. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2019 ADDRESS: 1967 Wehrle Dr Ste 1PMD 150, Buffalo NY 14221, United States DESCRIPTION: Approve how funds are to spent. 4) ROBERT J VOGEL POSITION: Statutory Agent - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1989 ADDRESS: 3870 N Buffalo, Orchard Park NY 14127, United States DESCRIPTION: sales rep 5) ERIE COUNTY LAW ENFORCEMENT FOUNDATION POSITION: Treasurer NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2008 ADDRESS: PO Box 974, Orchard Park NY 14127, United States DESCRIPTION: The Erie County Law Enforcement Foundation, Inc. is a not-for-profit 501 (c)(3) corporation, dedicated to supporting the law enforcement community by providing funding for education, training, specialized equipment and supplies not readily obtainable through the normal department budgeting process. In 2008, this Foundation will provide free training for over 1000 law enforcement officers who serve Western New York and Southern Ontario. For information on how to make your tax-deductible donation please contact:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-02-08 |
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