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Jay Allen Buckingham

Waverly Advisors, LLC

Dayton, OH

Birmingham, AL

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Current Employers
Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-13
TX RA APPROVED 2024-11-13
  • OH RA
    APPROVED
    Since 2024-11-13
  • TX RA
    APPROVED
    Since 2024-11-13

Branch Locations

6856 Loop Rd., Dayton, OH 45459 • United States

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Buckingham & Company/Dba/Buckingham Financial Group Dayton OH 10/1987 03/2025
Sunrise Technology Dayton OH 06/1998 12/2024
Buckingham Financial Planning Dayton OH 05/1999 03/2025
Buckingham Tax Service - Dba/Weston Tax Services Columbus OH 07/2000 12/2019
Buckingham Capital Mgmt. Dayton OH 08/2000 03/2025
Waverly Advisors, Llc Dayton OH 11/2024 Present
  • 10/1987 → 03/2025
    Buckingham & Company/Dba/Buckingham Financial Group
    Dayton, OH
  • 06/1998 → 12/2024
    Sunrise Technology
    Dayton, OH
  • 05/1999 → 03/2025
    Buckingham Financial Planning
    Dayton, OH
  • 07/2000 → 12/2019
    Buckingham Tax Service - Dba/Weston Tax Services
    Columbus, OH
  • 08/2000 → 03/2025
    Buckingham Capital Mgmt.
    Dayton, OH
  • 11/2024 → Present
    Waverly Advisors, Llc
    Dayton, OH
Previous Registrations
  • 1999-10-18 → 2025-03-17
    Buckingham Capital Management, Inc.
    Dayton, OH
  • 1999-10-18 → 2025-03-06
    Buckingham Financial Group, Inc.
    Dayton, OH
Other Businesses

GRAND LAKES - REAL ESTATE HOLDING CO - PRESIDENT , INTERSTATE EXECUTIVE CENTER - CONDO ASSOC - TREASURER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-27
S63 Uniform Securities Agent State Law Examination 1986-12-11
  • S65 Uniform Investment Adviser Law Examination
    1999-06-27
  • S63 Uniform Securities Agent State Law Examination
    1986-12-11
Designations
Other Names
  • Jay Allen Buckingham

View on SEC IAPD

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IME FINANCIAL, LLC · KETTERING, OH
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