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William Dewey Carson

Stifel, Nicolaus & Company, Incorporated

Chico, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-11
CA RA APPROVED 2009-09-24
  • TX RA
    APPROVED_RES
    Since 2018-01-11
  • CA RA
    APPROVED
    Since 2009-09-24

Branch Locations

901 Bruce Road, Chico, CA 95928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Chico CA 09/2009 Present
  • 09/2009 → Present
    Stifel Nicolaus & Co Inc
    Chico, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-01-26
S63 Uniform Securities Agent State Law Examination 1983-08-10
  • S65 Uniform Investment Adviser Law Examination
    2010-01-26
  • S63 Uniform Securities Agent State Law Examination
    1983-08-10
Other Names
  • William Jr Dewey Carson

View on SEC IAPD

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Other Offices

WALLER FINANCIAL COACHING · CHICO, CA
CETERA INVESTMENT ADVISERS LLC · CHICO, CA
FARMERS ASSET MANAGEMENT, LLC · Chico, CA
INTEGRATED ADVISORS NETWORK LLC · Chico, CA
MURRAY FINANCIAL SERVICES, INC · CHICO, CA
MURRAY FINANCIAL SERVICES, INC · CHICO, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chico, CA
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