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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-04-02
AZ RA APPROVED 2023-08-17
LA RA APPROVED 2022-03-30
AR RA APPROVED 2021-01-28
OR RA APPROVED 2020-12-21
NC RA APPROVED 2020-07-20
AL RA APPROVED 2020-06-05
KY RA APPROVED 2018-10-24
TN RA APPROVED 2004-01-06
MS RA APPROVED 2002-05-16
  • MN RA
    APPROVED
    Since 2025-04-02
  • AZ RA
    APPROVED
    Since 2023-08-17
  • LA RA
    APPROVED
    Since 2022-03-30
  • AR RA
    APPROVED
    Since 2021-01-28
  • OR RA
    APPROVED
    Since 2020-12-21
  • NC RA
    APPROVED
    Since 2020-07-20
  • AL RA
    APPROVED
    Since 2020-06-05
  • KY RA
    APPROVED
    Since 2018-10-24
  • TN RA
    APPROVED
    Since 2004-01-06
  • MS RA
    APPROVED
    Since 2002-05-16

Branch Locations

1 Music Circle North Suite 400, Nashville, TN 37203 • United States

Germantown, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Nashville TN 08/1998 Present
Agia Houston TX 12/2022 Present
  • 08/1998 → Present
    Valic Financial Advisors
    Nashville, TN
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-18
S63 Uniform Securities Agent State Law Examination 1998-11-13
  • S65 Uniform Investment Adviser Law Examination
    1999-12-18
  • S63 Uniform Securities Agent State Law Examination
    1998-11-13
Designations
  • Certified Financial Planner

View on SEC IAPD

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