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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-27
FL RA APPROVED 2009-10-09
  • TX RA
    APPROVED_RES
    Since 2023-02-27
  • FL RA
    APPROVED
    Since 2009-10-09

Branch Locations

300 S Orange Ave Ste 750, Orlando, FL 32801-3347 • United States

122 4Th Ave Ste 102, Indialantic, FL 32903 • United States

Melbourne Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Indialantic FL 10/2009 03/2020
Ameriprise Financial Services, Llc Indialantic FL 03/2020 Present
Previous Registrations
  • 2003-04-08 → 2009-10-06
    Indian Harbour Beach, FL
    Indialantic, FL
    Orlando, FL
    Indian Harbour Beach, FL
    Orlando, FL
  • 2002-12-16 → 2003-03-25
    Quick & Reilly, Inc.
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-23
S63 Uniform Securities Agent State Law Examination 1982-10-04
  • S66 Uniform Combined State Law Examination
    2000-05-23
  • S63 Uniform Securities Agent State Law Examination
    1982-10-04

View on SEC IAPD

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