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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-04 |
| GA | RA | APPROVED | 2010-11-30 |
Branch Locations
2300 Lakeview Pky, Suite 700, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Alpharetta | GA | 11/2010 | Present |
| Hub International Investment Services, Inc. | Concord | CA | 11/2021 | Present |
1. 1/11/2011: Michael M. Kane and Associates - At Reported Business Location(s) - Non-Variable Insurance DBA - Time Spent 1% - Very limited Health Insurance sales. Mostly restricted to receiving renewal commissions on Medical, Disability, Long Term Care. Also receiving renewals on Life Insurance sales while at New England Finanical. 2. 5/10/2011: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 1% - Sale of Health insurance. 3. 5/26/2016: No Business Name - Investment Related - Hilton Head Island, SC - Real Estate Rental - Started 04/01/1989 - 1 Hours Per Month/0 Hours During Securities Trading. 4. 5/26/2016: MIchael M. Kane - Investment Related - Hilton Head Island, SC - Real Estate Rental - Started 04/01/89 - 1 Hours Per Month/0 Hours During Securities Trading. 5. 3/7/2019 - Retirement Advisor Council - Investment Related - Locations vary. - Non-Profit Board Member - Started 03/06/2019 - 1 Hours Per Month During Securities Trading - Industry council. 6. 4/8/2021 - Plan Sponsor Consultants, a Division of Hub International - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/02/2021 - 300 Hours Per Month/200 Hours During Securities Trading. 7. 4/22/2021 - Plan Sponsor Consultants, a Division of Hub International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Started 04/02/2021 - 300 Hours Per Month/200 Hours During Securities Trading - As part of succession plan, sold Plan Sponsor Consultants to Hub International, hence Plan Sponsor Consultants, a Division of Hub International. Paid a salary by Hub International.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-05-18 |
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