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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-03-02
GA RA APPROVED 2006-01-31
  • TX RA
    APPROVED
    Since 2006-03-02
  • GA RA
    APPROVED
    Since 2006-01-31

Branch Locations

100 North Point Center East Suite 300, Alpharetta, GA 30022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Alpharetta GA 01/2006 Present
Previous Registrations
Other Businesses

(1)Name of Business: Marnic LLC Address: 100 N Poinit Center East, Alpharetta, GA, 30022, United States Activity Type: Other Position/Title: Director Investment Related: No Start Date: 11/21/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The only reason the LLC was set up was to be able to put the lease for my new RJAS office in its name. ( 2006 ) Why..??, because the leasing office for the properties was a floor above my ML office & I didn't want my name on any docs for obvious reasons.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-23
S63 Uniform Securities Agent State Law Examination 1982-07-29
  • S65 Uniform Investment Adviser Law Examination
    1994-08-23
  • S63 Uniform Securities Agent State Law Examination
    1982-07-29
Other Names
  • W Jay Sarmir
  • Jay Sarmir

View on SEC IAPD

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