Steven Weinman

Employer firm

Summit Financial, LLC CRD 299322

$22.5B regulatory AUM 59 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → 06/2017
  Summit Equities, Inc.
  Parsippany, NJ
• 11/1982 → 09/2018
  Summit Financial Resources, Inc.
  Parsippany, NJ
• 08/2009 → 10/2018
  Summit Risk Management, Inc.
  Parsippany, NJ
• 06/2017 → 09/2018
  Summit Equities, Inc.
  Parsippany, NJ
• 10/2018 → Present
  Ls Securities Llc
  New York, NY
• 11/2018 → 09/2022
  Summit Financial, Llc
  Parsippany, NJ
• 10/2018 → 09/2022
  Summit Risk Management Llc
  Parsippany, NJ
• 09/2022 → Present
  Summit Financial, Llc
  Parsippany, NJ

Previous Registrations

• 2018-12-21 → 2018-12-31
  Summit Financial, Llc
  Parsippany, NJ
• 2002-06-05 → 2018-12-21
  Summit Equities, Inc.
  Parsippany, NJ
  Parsippany, NJ
• 2002-06-07 → 2018-09-27
  Summit Financial Resources Inc
  Parsippany, NJ

Other Businesses

(1) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Weinman Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products. (2) Mr. Weinman is CEO of LS Securities, LLC; CEO of Summit Risk Management (SRM), LLC and President of Summit Advisor Services, LLC. Time devoted to these outside activities is minimal, dependent on business activity at the time.

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-09-19