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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-12-22 |
| NC | RA | APPROVED | 2014-05-08 |
Branch Locations
629 Green Valley Road Ste 211, Greensboro, NC 27408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Greensboro | NC | 04/2014 | Present |
1. Rental Property; 3208 Immanuel Drive, Greensboro, NC 27406; Part-owner - Landlord; 0.00 Hour(s) Per Month - not during securities trading hours; Investment-Related. 2. Moses Cone Healthcare Cancer Center; 1121 N. Elm St Greensboro NC 27401; Healthcare;Advisory board ;get the Cancer centers name in the community;9/12/19; 40 hr/yr; during securities trading hours; Not investment related. 3. Ross Angel Foundation; 4826 Country Woods Ln Greensboro NC 27410; board member; Helping to make sure the donations are given to 501c3 organizations; 11/1/22; 8 hours per year; not during securities trading hours; not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1982-07-22 |
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