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Current Employers
M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-10-26
  • MO RA
    APPROVED
    Since 2023-10-26

Branch Locations

Peabody Plaza 701 Market Street Suite 300, St. Louis, MO 63101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bryant Group, Inc. St. Louis MO 10/1983 Present
M. Holdings Securities, Inc. Portland OR 12/2001 Present
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
  • 10/1983 → Present
    Bryant Group, Inc.
    St. Louis, MO
  • 12/2001 → Present
    Portland, OR
  • 09/1999 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 09/1999 → Present
    Equitable Advisors, Llc
    New York, NY
Other Businesses

1. ST LOUIS PRIORY SCHOOL; 500 S. MASON RD, ST LOUIS, MO 63141; FINANCE COMMITTEE MEMBER; START 9/6/2011; APPROX 2 HRS/MO. 2. CAMMON COMPANY; 701 MARKET STREET, SUITE 1200, ST. LOUIS, MO 63101; START 4/1/2020; PRESIDENT; APPROX 160 HRS/MONTH. 3. EQUITABLE AGENTS REINSURNANCE COMPANY; 3030 N. 3RD ST, PHOENIX, AZ 85012; BOARD MEMBER; START 2/9/2022; APPROX 1 HR/MONTH. 5. VARIOUS OUTSIDE INSURANCE APPOINTMENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-21
S63 Uniform Securities Agent State Law Examination 1991-10-22
  • S65 Uniform Investment Adviser Law Examination
    2021-12-21
  • S63 Uniform Securities Agent State Law Examination
    1991-10-22

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