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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2002-01-01
  • IA RA
    APPROVED
    Since 2002-01-01

Branch Locations

4027 Glass Road Ne, Cedar Rapids, IA 52402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1. IOWA DEPT OF NATURAL RESOURCES; DES MOINES, IA; HUNTER SAFETY INSTRUCTOR; START 1/2001; APPROX. 1 HOUR/MONTH. 2. ARCHDIOCESAN CATHOLIC COMMITTEE FOR BOY SCOUTS OF AMERICA; 1229 MT. LORETTA AVE, DUBUQUE, IA 52004; COMMITTEE MEMBER; START 5/2012; APPROX. 1 HOUR/MONTH. 3. HAWKEYE AREA COUNCIL OF THE BOY SCOUTS OF AMERICA; 660 32ND AVE SW, CEDAR RAPIDS, IA 52404; COMMISSIONER OF COUNCIL; START 2/2020; APPROX 3 HOURS/MONTH. 4. NAIFA; 1000 WILSON BLVD, SUITE 1890, ARLINGTON, VA 22209; VOLUNTEER MENTOR; START 6/30/2025; APPROX 5 HOURS/MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-20
S63 Uniform Securities Agent State Law Examination 1988-02-08
  • S65 Uniform Investment Adviser Law Examination
    1999-07-20
  • S63 Uniform Securities Agent State Law Examination
    1988-02-08
Designations

View on SEC IAPD

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