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Glen Anthony Carter

Rbc Capital Markets, LLC

Austin, TX

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-04-11
  • TX RA
    APPROVED
    Since 2012-04-11

Branch Locations

5301 Sw Parkway, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Dallas TX 04/2012 Present
Previous Registrations
Other Businesses

NAME OF ENTITY: WESTPATH; ADDRESS: 1901 CHESTNUT AVE, GLENVIEW, IL 60025; INVESTMENT RELATED; BUSINESS DESCRIPTION: INVESTMENT MANAGEMENT FOR $21 BILLION IN PENSION ASSETS; CAPACITY: DIRECTOR; START DATE: 09/21/2020; DUTIES: OVERSIGHT OF THE INVESTMENT MANAGEMENT; HOURS DEVOTED PER MONTH: 15 MINUTES; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1 HOUR;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-03-22
  • S63 Uniform Securities Agent State Law Examination
    1995-03-22

View on SEC IAPD

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