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Mark Eugene Fletcher Trumble

Process Design Capital Management LLC

Phoenix, AZ

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Current Employers
Process Design Capital Management Llc

7301 N. 16Th St #102, Phoenix, AZ 85020 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-04-21
AZ RA APPROVED 2017-04-11
  • MN RA
    APPROVED
    Since 2017-04-21
  • AZ RA
    APPROVED
    Since 2017-04-11

Branch Locations

7301 N. 16Th St #102, Phoenix, AZ 85020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Emergent Financial Group Inc. Edina MN 07/2001 02/2017
Emergent Financial Group Inc. Bloomington MN 06/2001 02/2017
Process Design Capital Management Llc Phoenix AZ 03/2017 Present
  • 07/2001 → 02/2017
    Emergent Financial Group Inc.
    Edina, MN
  • 06/2001 → 02/2017
    Emergent Financial Group Inc.
    Bloomington, MN
  • 03/2017 → Present
    Process Design Capital Management Llc
    Phoenix, AZ
Previous Registrations
  • 2015-10-28 → 2017-03-01
    Emergent Financial Group, Inc.
    Bloomington, MN
    Rochester, MN
    Bloomington, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1982-07-23
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1982-07-23

View on SEC IAPD

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