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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-11-14 |
Branch Locations
216 3Rd Street West Suite 102, Ashland, WI 54806 • United States
600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Ashland | WI | 12/1979 | Present |
| Pruco Securities, Llc. | Ashland | WI | 12/1979 | 11/2024 |
| Lpl Enterprise, Llc | Ashland | WI | 11/2024 | Present |
SALEM CHURCH OF ASHLAND - CHURCH ELDER BOARD MEMBER POSITION: Church Elder Board Member - Volunteer. Plan ministry activities of church, review budget but no check writing or investing responsibilities. NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2020 ADDRESS: 400 Salem Dr, Ashland WI 54806, United States DESCRIPTION: Church Elder Board Member - Volunteer. Plan ministry activities of church, review budget but no check writing or investing responsibilities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1983-02-26 |
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