Reid Michael Fiorio

Current Employers

Employment History

• 06/2014 → 11/2017
  Investment Centers Of America
  Ashland, WI
• 11/2017 → 09/2024
  Lpl Financial Llc
  Ashland, WI
• 01/2018 → 09/2024
  Gwm Advisors, Llc (Dba: Goss Advisors)
  Ashland, WI
• 10/2024 → 11/2024
  Principal Life Insurance Company
  Bismarck, ND
• 10/2024 → 11/2024
  Principal Securities, Inc
  Bismarck, ND
• 12/2024 → Present
  Lpl Financial Llc
  Ashland, WI
• 12/2024 → Present
  Newedge Advisors
  Ashland, WI

Previous Registrations

• 2024-11-04 → 2024-12-03
  Principal Securities, Inc.
  Bismarck, ND
  Bismarck, ND
• 2018-02-20 → 2024-11-05
  Newedge Advisors
  Ashland, WI
  New Orleans, LA
• 2017-11-29 → 2020-10-08
  Lpl Financial Llc
  Park Falls, WI
  Ashland, WI
• 2016-01-04 → 2017-11-29
  Investment Centers Of America, Inc.
  Ashland, WI

Other Businesses

1. 12/03/2024 - Fiorio Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2. 12/11/2024 - Newedge Advisors - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/02/2024 - 160 hours per month/ 8 hours during trading - I provide investment advisory services through Newedge Advisors, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. Self-Employed; Not Investment Related; Ashland, WI; Insurance; licensed insurance agent; 1/2016; 1 total hrs; 1 trading hrs; recommending and providing fixed insurance 4. Fiorio Brothers Investments Inc; Not Investment Related; Ashland, WI; Real Estate; Treasurer; 1/2026; 1 total hrs; 1 trading hrs; maintaining books and records 5. Fiorio Investment Planning Services Inc; Not Investment Related; Ashland, WI; Pass-through entity; Treasurer; 1/2026; 1 total hrs; 1 trading hrs; administrative oversight and ownership responsibilities

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-22
• S63 Uniform Securities Agent State Law Examination
  2015-09-16