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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-02-20
  • WI RA
    APPROVED
    Since 2018-02-20

Branch Locations

317 W. Main Street, Ashland, WI 54806 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Ashland WI 10/1990 11/2017
Lpl Financial, Llc Ashland WI 11/2017 Present
Gwm Advisors, Llc (Dba: Fiorio Wealth Advisors) Ashland WI 01/2018 Present
  • 10/1990 → 11/2017
    Investment Centers Of America, Inc.
    Ashland, WI
  • 11/2017 → Present
    Lpl Financial, Llc
    Ashland, WI
  • 01/2018 → Present
    Gwm Advisors, Llc (Dba: Fiorio Wealth Advisors)
    Ashland, WI
Previous Registrations
  • 1997-08-07 → 2017-12-05
    Investment Centers Of America, Inc.
    Hurley, WI
    Mercer, WI
    Park Falls, WI
    Ashland, WI
    Phillips, WI
    Ashland, WI
    Appleton, WI
Other Businesses

1. 11/29/2017 - FIORIO WEALTH ADVISORS - Investment Related - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Co Owner. 2. 11/29/2017 - FIORIO INVESTMENT PLANNING SERVICES, INC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Co-Owner - Time Spent 1%. 3. 11/29/2017 - Fiorio Brothers Investments LLC - Not Investment Related - 317 W Main Street, Ashlin, WI 54806 - Real Estate Rental - Time Spent 1%. 4. 3/20/2018 - GWM Advisors, LLC - DBA: Fiorio Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 02/06/2018 - 60 Hours Per Month/3 Hours During Securities Trading. 5. 3/28/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/21/2018 - 5 Hours Per Month/1 During Securities Trading - Offer fixed insurance. 6. 10/30/2024 - New Edge Advisors - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 03/19/2018 - 160 Hours Per Month/ 140 Hours During Trading - I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 3/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1984-12-21
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1984-12-21
Designations

View on SEC IAPD

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