Eric Christian Neumann

Current Employers

Employment History

• 08/1992 → 11/2017
  Investment Centers Of America, Inc.
  Park Falls, WI
• 11/2017 → Present
  Lpl Financial Llc
  Ashland, WI
• 01/2018 → Present
  Gwm Advisors, Llc Dba Fiorio Wealth Advisors
  Ashland, WI

Previous Registrations

• 1997-08-07 → 2017-12-06
  Investment Centers Of America, Inc.
  Mercer, WI
  Ashland, WI
  Ashland, WI
  Park Falls, WI
  Phillips, WI
  Appleton, WI

Other Businesses

1. 11/29/2017 - Fiorio Brothers Investments Inc - Investment Related - At Reported Business Location(s) - Other Financial Services - Co-owner, Secretary - Start Date 01/01/1987 - 5 Percent Time Spent. 2. 11/29/2017 - Fiorio Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 01/05/2018 - Fiorio Investment Planning Services, Inc - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 01/01/1991 - 2 Hours Per Month / 2 Hours During Trading. 4. 03/20/2018 - Fiorio Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 02/06/2018 - 160 Hours Per Month/160 Hours During Securities Trading. 5. 4/6/2018 - Banodi Holdings LLC - Investment Related - Park Falls, WI 54552 - Real Estate Rental - Started 03/12/2018 - 1 Hour Per Month During Securities Trading. 6. 4/7/2021 - Brookodi Holdings, LLC - Investment Related - Mellen, WI 54546 - Real Estate Rental - Start Date: 3/9/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 7. 05/17/2022-Strategic Benefits Group - INVESTMENT RELATED- At Reported Business location(s)-Non-Variable Insurance-Agent-START DATE: 04/22/2022-1Hours Per Month/1Hours During Securities Trading. 8. 10/18/2024 - NewEdge Advisors, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 03/19/2018 - 160 Hours Per Month/ 140 Hours During Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 3/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-08
• S63 Uniform Securities Agent State Law Examination
  1992-10-23

Designations