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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2023-08-14 |
| TX | RA | APPROVED_RES | 2022-09-15 |
| FL | RA | APPROVED | 2011-06-22 |
| SD | RA | APPROVED | 2008-01-01 |
Branch Locations
6100 S Old Village Pl Ste 200, Sioux Falls, SD 57108 • United States
6100 S Old Village Pl Ste 200 [Gm-Rbo], Sioux Falls, SD 57108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Sioux Falls | SD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sioux Falls | SD | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1982-07-12 |
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