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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-29 |
| CT | RA | APPROVED | 2017-03-25 |
| TX | RA | APPROVED_RES | 2017-03-25 |
Branch Locations
6 Corporate Drive, Shelton, CT 06484 • United States
601 Heritage Drive Suite 202, Jupiter, FL 33458 • United States
Riviera Beach, FL • United States
Fairfield, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities,Inc. | Norwalk | CT | 09/1999 | 03/2017 |
| Metropolitan Life Insurance Co. | Norwalk | CT | 01/2004 | 03/2017 |
| Mass Mutual Life Insurance Company | Jupiter | FL | 07/2016 | Present |
| Mml Investors Services, Llc | Jupiter | FL | 03/2017 | Present |
(1) Name: John Billington Inv rel: Y Add: 6 Corporate Drive Shelton CT 06484 Nature: Outside Insurance Position: Agent Start date: 09/2016 No. HR/MO: 3 No. HR/MO during sec trading: 1 Describe duties: individual and group life, individual and group health. Property/Casualty, fixed annuities, disability, and long-term care.. (2) Name: C. Barnes Ins. Tr; S. Barnes Ins. Tr; S.&C. Barnes 2nd to Die Ins. Tr; N. Billington Spcl Needs Tr Inv rel: Y Add: Residential address Nature: Trustee for family trust accounts Position: Trustee for Wife and In-Laws > Nancy Billington, Christine C. Barnes, Stuart Barnes Start date: 12/1993 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Trustee for family trust accounts (3) NAME: Harbor Oak Professional Services, LLC INV REL: Y ADD: Fairfield CT NATURE: Established for purpose of shared operational infrastructure and expense management POSITION: Partner START DATE: 01/01/2025 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 DESCRIBE DUTIES: an individual that interacts with Internal Revenue Service (IRS) and manages tax-related matters on behalf the partnership
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-23 |
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