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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-29
CT RA APPROVED 2017-03-25
TX RA APPROVED_RES 2017-03-25
  • FL RA
    APPROVED
    Since 2024-02-29
  • CT RA
    APPROVED
    Since 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-03-25

Branch Locations

6 Corporate Drive, Shelton, CT 06484 • United States

601 Heritage Drive Suite 202, Jupiter, FL 33458 • United States

Riviera Beach, FL • United States

Fairfield, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities,Inc. Norwalk CT 09/1999 03/2017
Metropolitan Life Insurance Co. Norwalk CT 01/2004 03/2017
Mass Mutual Life Insurance Company Jupiter FL 07/2016 Present
Mml Investors Services, Llc Jupiter FL 03/2017 Present
  • 09/1999 → 03/2017
    Metlife Securities,Inc.
    Norwalk, CT
  • 01/2004 → 03/2017
    Metropolitan Life Insurance Co.
    Norwalk, CT
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Jupiter, FL
  • 03/2017 → Present
    Jupiter, FL
Previous Registrations
  • 2002-01-30 → 2017-03-25
    Msi Financial Services, Inc.
    Shelton, CT
    Norwalk, CT
    Norwalk, CT
Other Businesses

(1) Name: John Billington Inv rel: Y Add: 6 Corporate Drive Shelton CT 06484 Nature: Outside Insurance Position: Agent Start date: 09/2016 No. HR/MO: 3 No. HR/MO during sec trading: 1 Describe duties: individual and group life, individual and group health. Property/Casualty, fixed annuities, disability, and long-term care.. (2) Name: C. Barnes Ins. Tr; S. Barnes Ins. Tr; S.&C. Barnes 2nd to Die Ins. Tr; N. Billington Spcl Needs Tr Inv rel: Y Add: Residential address Nature: Trustee for family trust accounts Position: Trustee for Wife and In-Laws > Nancy Billington, Christine C. Barnes, Stuart Barnes Start date: 12/1993 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Trustee for family trust accounts (3) NAME: Harbor Oak Professional Services, LLC INV REL: Y ADD: Fairfield CT NATURE: Established for purpose of shared operational infrastructure and expense management POSITION: Partner START DATE: 01/01/2025 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 DESCRIBE DUTIES: an individual that interacts with Internal Revenue Service (IRS) and manages tax-related matters on behalf the partnership

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-12
S63 Uniform Securities Agent State Law Examination 1984-03-23
  • S65 Uniform Investment Adviser Law Examination
    2002-01-12
  • S63 Uniform Securities Agent State Law Examination
    1984-03-23
Designations

View on SEC IAPD

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