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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-01-01
TX RA APPROVED_RES 2021-01-31
  • NV RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2021-01-31

Branch Locations

1495 Ridgeview Drive Suite 220, Reno, NV 89519 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Financial Group Reno NV 11/2014 Present
  • 11/2014 → Present
    Independent Financial Group
    Reno, NV
Previous Registrations
  • 2012-07-02 → 2015-01-05
    First Allied Advisory Services, Inc.
    Reno, NV
  • 2011-01-20 → 2012-07-02
    First Allied Securities, Inc.
    San Diego, CA
    Reno, NV
  • 2005-04-07 → 2011-01-20
    Reno, NV
    Reno, NV
  • 2005-02-07 → 2005-04-14
    Wells Fargo Investments, Llc
    Carson City, NV
Other Businesses

(1) M GROUP ADVISORS LLC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/07/2011 ADDRESS: 5250 S Virginia Street, Suite 330, Reno NV 89502, United States DESCRIPTION: 50% owner of M Group Advisors LLC used to market securities, advisory, and insurance business. MICHAEL EDWARD MOSS POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2015 ADDRESS: 2700 Everett Dr, Reno NV 89503, United States DESCRIPTION: Life Insurance sales. The last policy that I sold wes in 2023. to myself and to my wife.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-20
S63 Uniform Securities Agent State Law Examination 1987-04-24
  • S65 Uniform Investment Adviser Law Examination
    1999-02-20
  • S63 Uniform Securities Agent State Law Examination
    1987-04-24
Other Names
  • Mick Moss
  • Mike Moss

View on SEC IAPD

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