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Gregory Jay Berg

Ameriprise Financial Services, LLC

St. Charles, IL

St Charles, IL

Geneva, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-03-27
IL RA APPROVED 2009-03-13
  • TX RA
    APPROVED_RES
    Since 2009-03-27
  • IL RA
    APPROVED
    Since 2009-03-13

Branch Locations

522 W Main St, St. Charles, IL 60174 • United States

619 W Main St, St Charles, IL 60174 • United States

Geneva, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. St Charles IL 03/2009 03/2020
Ameriprise Financial Services, Llc St Charles IL 03/2020 Present
Previous Registrations
  • 2007-04-02 → 2009-03-16
    Morgan Stanley & Co. Llc
    Geneva, IL
  • 2001-12-26 → 2007-04-02
    Morgan Stanley Dw Inc.
    Geneva, IL
    Geneva, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-20
S63 Uniform Securities Agent State Law Examination 1982-10-04
  • S65 Uniform Investment Adviser Law Examination
    1998-04-20
  • S63 Uniform Securities Agent State Law Examination
    1982-10-04
Other Names
  • Gregg Berg

View on SEC IAPD

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Other Offices

FIRST WEALTH ADVISORY, INC. · ST. CHARLES, IL
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ST CHARLES, IL
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OSAIC WEALTH, INC. · ST CHARLES, IL
HARBOUR INVESTMENTS, INC. · St. Charles, IL
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