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Current Employers
Pinion Wealth Management, Llc

1605 North Waterfront Parkway Suite 200, Wichita, KS 67206 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-02-06
CA RA APPROVED 2023-01-09
MT RA APPROVED 2023-01-06
CO RA APPROVED 2008-09-24
TX RA APPROVED 2007-04-13
KS RA APPROVED 2006-09-07
  • IN RA
    APPROVED
    Since 2024-02-06
  • CA RA
    APPROVED
    Since 2023-01-09
  • MT RA
    APPROVED
    Since 2023-01-06
  • CO RA
    APPROVED
    Since 2008-09-24
  • TX RA
    APPROVED
    Since 2007-04-13
  • KS RA
    APPROVED
    Since 2006-09-07

Branch Locations

1605 N Waterfront Parkway Suite 200, Wichita, KS 67206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Omaha NE 07/2006 03/2018
Pinion Insurance Agency, Llc Wichita KS 04/2006 Present
Pinion Wichita KS 01/2002 Present
Pinion Investment Advisors, Llc Dba Pinion Wealth Wichita KS 09/2006 Present
Maverick Farms, Llc Tribune KS 06/2006 10/2019
Purshe Kaplan Sterling Investments Albany NY 03/2018 Present
  • 07/2006 → 03/2018
    Securities America, Inc.
    Omaha, NE
  • 04/2006 → Present
    Pinion Insurance Agency, Llc
    Wichita, KS
  • 01/2002 → Present
    Pinion
    Wichita, KS
  • 09/2006 → Present
    Pinion Investment Advisors, Llc Dba Pinion Wealth
    Wichita, KS
  • 06/2006 → 10/2019
    Maverick Farms, Llc
    Tribune, KS
  • 03/2018 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Other Businesses

1) PINION INSURANCE AGENCY, LLC POSITION: Manager/Agent NATURE: Insurance agency owned by Pinion Wealth, LLC that receives payments for fixed insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 08/15/2006 ADDRESS: 1605 N Waterfront Parkway, Ste 200, Wichita KS 67206 DESCRIPTION: I am the manager of the entity and the resident agent. 2)PINION WEALTH MANAGEMENT LLC/PINION INVESTMENT ADVISORS LLC POSITION: Consultant NATURE: Pinion is a regional accounting and consulting firm and the parent company of Pinion Wealth INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/06/2002 ADDRESS: 1605 N Waterfront Parkway, Ste 200, Wichita KS 67206 DESCRIPTION: Provide general consulting to businesses and individuals. No compensation is received for this activity. 3) PINION GLOBAL POSITION: Consultant ADDRESS: 1605 N Waterfront Parkway, Suite 200, Wichita, KS 67206 DESCRIPTION: Accounting and Consulting Firm 4)Purshe Kaplan Sterling,80 State Street, Albany, NY 12207, Registered Rep 5. Girl Dad, LLC. Not investment related. 7300 W Hidden Acres Street, Maize, KS 67101. Operating LLC. Member. Start date: 05/2025. 10 hrs/month; none during trading hours. Managing the business entity that is focused on equipment rental.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-07-28
  • S63 Uniform Securities Agent State Law Examination
    2006-07-28
Designations

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