James Augustus Devlin Jr.

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 10/2020
  Ameriprise Financial Services, Inc.
  Margate, NJ
• 10/2020 → Present
  Lpl Financial, Llc
  Margate City, NJ

Previous Registrations

• 2012-02-24 → 2020-10-15
  Ameriprise Financial Services, Llc
  Margate, NJ
• 2006-06-01 → 2012-02-28
  Ubs Financial Services Inc.
  Northfield, NJ
  Northfield, NJ

Other Businesses

2012 - DBA for LPL Business (entity for LPL business) - WALSH DEVLIN AND ASSOCIATES - Investment Related - 100% - Margate City, NJ 08402

Exams

• S66 Uniform Combined State Law Examination
  2006-05-31
• S63 Uniform Securities Agent State Law Examination
  1985-11-14

Other Names

• James Augustus (Jr) Devlin
• James Augustus Devlin