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James Augustus Devlin Jr.

LPl Financial LLC

Margate City, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-10-19
  • NJ RA
    APPROVED
    Since 2020-10-19

Branch Locations

8009 Atlantic Ave, Margate City, NJ 08402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Margate NJ 02/2012 10/2020
Lpl Financial, Llc Margate City NJ 10/2020 Present
  • 02/2012 → 10/2020
    Ameriprise Financial Services, Inc.
    Margate, NJ
  • 10/2020 → Present
    Lpl Financial, Llc
    Margate City, NJ
Previous Registrations
Other Businesses

2012 - DBA for LPL Business (entity for LPL business) - WALSH DEVLIN AND ASSOCIATES - Investment Related - 100% - Margate City, NJ 08402

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-31
S63 Uniform Securities Agent State Law Examination 1985-11-14
  • S66 Uniform Combined State Law Examination
    2006-05-31
  • S63 Uniform Securities Agent State Law Examination
    1985-11-14
Other Names
  • James Augustus (Jr) Devlin
  • James Augustus Devlin

View on SEC IAPD

Other Firms

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
WELLS FARGO CLEARING SERVICES, LLC
TC FINANCIAL MANAGEMENT, CO INC.
QUANTUM CAPITAL MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
SUSTAINVEST ASSET MANAGEMENT, LLC
JANNEY MONTGOMERY SCOTT LLC
PNC WEALTH MANAGEMENT LLC

Other Investors

DANIEL TIMOTHY CAMPBELL
DAVID SCOTT WILGUS
DANIEL PATRICK WALSH
DOUGLAS BUCHANAN CAKERT
JOHN J. HUGHES
KEVIN QUINN
WILLIAM JOBES
KIMBERLY FUMO

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MARGATE CITY, NJ
WELLS FARGO CLEARING SERVICES, LLC · MARGATE CITY, NJ
TC FINANCIAL MANAGEMENT, CO INC. · MARGATE CITY, NJ
QUANTUM CAPITAL MANAGEMENT, LLC · NORTHFIELD, NJ
QUANTUM CAPITAL MANAGEMENT, LLC · NORTHFIELD, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LINWOOD, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · Linwood, NJ
LPL FINANCIAL LLC · LINWOOD, NJ

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