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Daniel Patrick Walsh

LPl Financial LLC

Margate City, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-10-09
TX RA APPROVED 2020-10-09
  • NJ RA
    APPROVED
    Since 2020-10-09
  • TX RA
    APPROVED
    Since 2020-10-09

Branch Locations

8009 Atlantic Ave, Margate City, NJ 08402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Linwood NJ 10/2011 10/2020
Lpl Financial, Llc Margate City NJ 10/2020 Present
  • 10/2011 → 10/2020
    Ameriprise Financial Services, Inc.
    Linwood, NJ
  • 10/2020 → Present
    Margate City, NJ
Previous Registrations
Other Businesses

1. 01/01/2012 - WALSH DEVLIN AND ASSOCIATES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ MARGATE CITY, NJ 2. 03/01/2010 - THE FLYNN'S - SINGER IN A BAND/ OTHER/ NOT INVESTMENT RELATED/ 2%/ MARGATE CITY, NJ 3. 05/01/2013 - REAL ESTATE - SUBLEASE/ MORTGAGE/REAL ESTATE SERVICES/ INVESTMENT RELATED/ 1%/ MARGATE CITY, NJ

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-06-21
  • S63 Uniform Securities Agent State Law Examination
    1993-06-21

View on SEC IAPD

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