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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | Irvine | CA | 01/2012 | 01/2019 |
| Centaurus Financial, Inc. | Anheim | CA | 02/2019 | 04/2021 |
| Lion Street Financial | Austin | TX | 01/2022 | Present |
| Lion Street Advisors | Austin | TX | 01/2022 | Present |
| Unemployed | Scottsdale | AZ | 04/2021 | 10/2021 |
| Lion Street Inc | Austin | TX | 10/2021 | Present |
| Integrity Alliance, Llc. | Urbandale | IA | 11/2025 | Present |
| Integrity Alliance, Llc. | Urbandale | IA | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-06 |
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