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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-10-04
TX RA APPROVED_RES 2023-10-04
  • CT RA
    APPROVED
    Since 2023-10-04
  • TX RA
    APPROVED_RES
    Since 2023-10-04

Branch Locations

83 East Ave Ste 105, Norwalk, CT 06851 • United States

83 East Ave Ste 105, Norwalk, CT 06851 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H. Beck, Inc. Rockville MD 09/1996 03/2021
Advanced Resources, Llp Westport CT 10/1997 Present
Grove Point Advisors, Llc Rockville MD 04/2021 10/2023
Grove Point Investments, Llc Rockville MD 04/2021 10/2023
Lpl Financial Llc Norwalk CT 10/2023 Present
  • 09/1996 → 03/2021
    H. Beck, Inc.
    Rockville, MD
  • 10/1997 → Present
    Advanced Resources, Llp
    Westport, CT
  • 04/2021 → 10/2023
    Grove Point Advisors, Llc
    Rockville, MD
  • 04/2021 → 10/2023
    Grove Point Investments, Llc
    Rockville, MD
  • 10/2023 → Present
    Norwalk, CT
Previous Registrations
  • 2021-04-01 → 2023-10-06
    Grove Point Advisors, Llc
    Rockville, MD
    Norwalk, CT
    Rockville, MD
  • 2003-01-08 → 2021-04-01
    Grove Point Investments, Llc
    Norwalk, CT
Other Businesses

1) 10/04/2023- Advanced Resources LLP - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date:1/1/1997 - 100% time spent. 2) 10/04/2023 - Advanced Resources LLP - Insurance Sales - Non-Variable Insurance - Selling: Term Life - CT 06851 - Investment related - Start date: 01/01/1997 - 3 Hrs/Mth - 1 Hrs During Trading. 3) 10/04/2023 - Louis Alfero LLC - Business Entity For Tax/Investment Purposes Only - CT 06851 - Non Investment related - Start date: 10/1/2021 - 1% Time spent . 4) 10/04/2023 - Louis Alfero - Notary - CT 06851 - Investment related - Start date: 3/15/2009 -1 Hour per month. 5) 08/29/2025 - Wilton little league softball association - Not Investment Related - Other - sports - Wilton CT - Start Date:09/07/2025 - 20 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-03
S63 Uniform Securities Agent State Law Examination 1994-02-17
  • S65 Uniform Investment Adviser Law Examination
    1996-06-03
  • S63 Uniform Securities Agent State Law Examination
    1994-02-17
Other Names
  • Louis F Alfero
  • Louis Frank Alfero
  • Louis F. Alfero
  • Louis Alfero

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