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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-10-04 |
| TX | RA | APPROVED_RES | 2023-10-04 |
Branch Locations
83 East Ave Ste 105, Norwalk, CT 06851 • United States
83 East Ave Ste 105, Norwalk, CT 06851 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H. Beck, Inc. | Rockville | MD | 09/1996 | 03/2021 |
| Advanced Resources, Llp | Westport | CT | 10/1997 | Present |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 10/2023 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 10/2023 |
| Lpl Financial Llc | Norwalk | CT | 10/2023 | Present |
1) 10/04/2023- Advanced Resources LLP - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date:1/1/1997 - 100% time spent. 2) 10/04/2023 - Advanced Resources LLP - Insurance Sales - Non-Variable Insurance - Selling: Term Life - CT 06851 - Investment related - Start date: 01/01/1997 - 3 Hrs/Mth - 1 Hrs During Trading. 3) 10/04/2023 - Louis Alfero LLC - Business Entity For Tax/Investment Purposes Only - CT 06851 - Non Investment related - Start date: 10/1/2021 - 1% Time spent . 4) 10/04/2023 - Louis Alfero - Notary - CT 06851 - Investment related - Start date: 3/15/2009 -1 Hour per month. 5) 08/29/2025 - Wilton little league softball association - Not Investment Related - Other - sports - Wilton CT - Start Date:09/07/2025 - 20 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-17 |
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