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1390 Willow Pass Road Suite 960, Concord, CA 94520 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-13 |
Branch Locations
2001 Crow Canyon Road Suite 150, San Ramon, CA 94583 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Npci Companies | Oakland | CA | 02/1985 | 12/2021 |
| Securities Dynamic Management System,Inc | Oakland | CA | 04/1985 | 12/2021 |
| Investment Architects, Inc. | Alamo | CA | 03/1989 | 11/2021 |
| Resource Investment Architects, Inc. | Petaluma | CA | 03/1989 | 12/2021 |
| Arkadios Capital | Atlanta | GA | 11/2021 | 04/2023 |
| Arkadios Wealth | Atlanta | GA | 11/2021 | 04/2023 |
| Independent Financial Group, Llc | San Ramon | CA | 04/2023 | Present |
| Insight Capital Management | San Ramon | CA | 04/2023 | Present |
(1) INSIGHT CAPITAL MANAGEMENT POSITION: Agent/Representative NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 35 START DATE: 04/14/2023 ADDRESS: 2001 Crow Canyon Road, San Ramon CA 94583, United States DESCRIPTION: FINANCIAL ADVISOR. (2) OUTSIDE INSURANCE POSITION: INSURANCE AGENT NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1990 ADDRESS: 2001 Crow Canyon Road, San Ramon CA 94583, United States DESCRIPTION: INSURANCE. (3) RS&S CORP. POSITION: Officer/Director NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/24/2023 ADDRESS: 31 Bryan Ct., Alamo CA 94507, United States DESCRIPTION: Overseeing investment from generational trust (4) AIKIDO OF ALAMO POSITION: SENSEI NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 8 START DATE: 06/01/1980 ADDRESS: 194 Diablo Rd., Danville CA 94526, United States DESCRIPTION: MARTIAL ART INSTRUCTOR.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-09-03 |
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