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Current Employers
Insight Capital Management

1390 Willow Pass Road Suite 960, Concord, CA 94520 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-13
  • CA RA
    APPROVED
    Since 2025-01-13

Branch Locations

2001 Crow Canyon Road Suite 150, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Npci Companies Oakland CA 02/1985 12/2021
Securities Dynamic Management System,Inc Oakland CA 04/1985 12/2021
Investment Architects, Inc. Alamo CA 03/1989 11/2021
Resource Investment Architects, Inc. Petaluma CA 03/1989 12/2021
Arkadios Capital Atlanta GA 11/2021 04/2023
Arkadios Wealth Atlanta GA 11/2021 04/2023
Independent Financial Group, Llc San Ramon CA 04/2023 Present
Insight Capital Management San Ramon CA 04/2023 Present
  • 02/1985 → 12/2021
    Npci Companies
    Oakland, CA
  • 04/1985 → 12/2021
    Securities Dynamic Management System,Inc
    Oakland, CA
  • 03/1989 → 11/2021
    Investment Architects, Inc.
    Alamo, CA
  • 03/1989 → 12/2021
    Resource Investment Architects, Inc.
    Petaluma, CA
  • 11/2021 → 04/2023
    Arkadios Capital
    Atlanta, GA
  • 11/2021 → 04/2023
    Arkadios Wealth
    Atlanta, GA
  • 04/2023 → Present
    Independent Financial Group, Llc
    San Ramon, CA
  • 04/2023 → Present
    San Ramon, CA
Previous Registrations
  • 2021-12-09 → 2023-04-14
    Alamo, CA
    Atlanta, GA
  • 1997-07-08 → 2021-12-31
    Resource Investment Architects, Inc.
    Alamo, CA
Other Businesses

(1) INSIGHT CAPITAL MANAGEMENT POSITION: Agent/Representative NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 35 START DATE: 04/14/2023 ADDRESS: 2001 Crow Canyon Road, San Ramon CA 94583, United States DESCRIPTION: FINANCIAL ADVISOR. (2) OUTSIDE INSURANCE POSITION: INSURANCE AGENT NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1990 ADDRESS: 2001 Crow Canyon Road, San Ramon CA 94583, United States DESCRIPTION: INSURANCE. (3) RS&S CORP. POSITION: Officer/Director NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/24/2023 ADDRESS: 31 Bryan Ct., Alamo CA 94507, United States DESCRIPTION: Overseeing investment from generational trust (4) AIKIDO OF ALAMO POSITION: SENSEI NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 8 START DATE: 06/01/1980 ADDRESS: 194 Diablo Rd., Danville CA 94526, United States DESCRIPTION: MARTIAL ART INSTRUCTOR.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-09-03
  • S63 Uniform Securities Agent State Law Examination
    1986-09-03

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