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David Roy Nielsen

Big Wave Advisors, Inc.

Lisle, IL

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Current Employers
Big Wave Advisors, Inc.

Wheaton, IL • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2007-05-01
  • IL RA
    APPROVED
    Since 2007-05-01

Branch Locations

3333 Warrenville Road #255, Lisle, IL 60532-1157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Winfield IL 08/1997 Present
Big Wave Advisors, Inc. Lisle IL 07/2003 Present
Raymond James Financial Services Advisors, Inc Saint Petersburg FL 01/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-11
S63 Uniform Securities Agent State Law Examination 1985-01-04
  • S65 Uniform Investment Adviser Law Examination
    1995-12-11
  • S63 Uniform Securities Agent State Law Examination
    1985-01-04

View on SEC IAPD

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ADVISORS ASSET MANAGEMENT, INC. · LISLE, IL
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ON INVESTMENT MANAGEMENT CO · Lisle, IL
VOYA FINANCIAL ADVISORS, INC. · LISLE, IL
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